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Complaints Process & Dispute Resolution

Global Mortgage Group is dedicated to ethical conduct, full transparency, and prompt resolution of client concerns. We maintain a structured, accessible dispute resolution protocol under Ontario mortgage brokerage regulations.

Acknowledgment: Within 5 Business Days FSRA Brokerage Licence #13782 Regulated by FSRA (Ontario)
Section 01

1. Our Fair Treatment Commitment

At Global Mortgage Group (GMG Broker Inc., FSRA Brokerage Licence #13782), our clients and partners are the foundation of everything we do. We strive to provide transparent, ethical, and high-quality mortgage brokerage services at every touchpoint.

If you have a concern, question, or complaint regarding your mortgage experience, advice provided, fees disclosed, or conduct of any mortgage agent or broker representing GMG, we encourage you to inform us immediately. We view feedback as an essential opportunity to resolve disputes fairly and continually elevate our service standards.

Our dispute resolution procedure operates under the regulatory standards set by the Financial Services Regulatory Authority of Ontario (FSRA) and the Mortgage Brokerages, Lenders and Administrators Act, 2006 (MBLAA).

Section 02 • Stage One

Step 1: Contact Your Mortgage Agent or Broker

Most concerns or misunderstandings can be resolved quickly by discussing the matter directly with the mortgage agent or broker who handled your transaction.

Recommended Initial Steps:

  • • Contact your assigned agent by telephone or email to explain your concern clearly.
  • • Have your mortgage commitment letter, application details, disclosure forms, and relevant correspondence accessible.
  • • State the resolution or outcome you are requesting (e.g., file re-examination, fee clarification, or document correction).

*If your assigned agent is unavailable, or if you feel uncomfortable discussing the issue directly with them, you may proceed directly to Step 2.

Section 03 • Stage Two

Step 2: Formal Escalation to the Principal Broker

If you are unable to achieve a satisfactory resolution with your agent, or if you are filing a formal complaint regarding compliance, breach of fiduciary duty, or conduct, please escalate the matter to our Principal Broker & Compliance Officer.

1

Formal Submission

Submit your complaint in writing via our online form, email, or registered mail.

2

Written Acknowledgment

You will receive written confirmation of receipt within 5 business days.

3

Investigation & Resolution

A written response outlining GMG’s proposed resolution will be provided within a reasonable timeframe.

Direct Compliance Contact:

Attention: Principal Broker / Chief Compliance Officer

Brokerage: Global Mortgage Group (GMG Broker Inc.)

Mail: 3719 Walker Road, Unit 106, Windsor, ON N8W 3S9

Email: info@gmgbroker.com or info@gmgbroker.com

Telephone: (519) 979-1818

Section 04 • Stage Three

Step 3: External Regulatory Recourse (FSRA)

If you have completed Steps 1 and 2 and are not satisfied with GMG’s final written decision, or if you believe there has been a regulatory violation under the Mortgage Brokerages, Lenders and Administrators Act, 2006, you have the right to contact the provincial regulatory authority:

Financial Services Regulatory Authority of Ontario (FSRA)

Provincial regulator for all Ontario mortgage brokerages and licensed agents

Mailing Address:
25 Sheppard Avenue West, Suite 100
Toronto, ON M2N 6S6
Contact Channels:
Toll-Free: 1-800-668-0128
Email: contactcentre@fsrao.ca
Website: www.fsrao.ca
Independent Dispute Resolution (OBSI): For disputes involving institutional lenders or federally regulated financial institutions, you may also explore the OmbudService for Banking Services and Investments (OBSI) at www.obsi.ca or 1-888-451-4519.
Section 05

5. Investigation Timelines & Record-Keeping

GMG Broker Inc. will acknowledge written complaints promptly and provide a written response within a reasonable timeframe based on the nature and complexity of the complaint. The response will outline GMG’s proposed resolution and explain how an applicable regulatory complaint may be referred to FSRA if the complainant remains unsatisfied.

5 Business Days

Receipt of your formal complaint will be acknowledged in writing with an assigned reference file ID.

Reasonable Timeframe

A comprehensive written response outlining findings and proposed resolution will be provided based on complexity.

GMG Broker Inc. maintains records of written complaints and written responses for at least six years, as required.

Section 06

6. Privacy & Non-Retaliation Policy

All complaints are handled with strict confidentiality. Information collected during the investigation is shared solely on a need-to-know basis with individuals directly involved in reviewing and resolving the matter.

Global Mortgage Group enforces a zero-tolerance policy for retaliation. Clients who express concerns or file complaints will continue to receive fair, objective, and professional service without prejudice to any current or future financing transactions.

Section 07

7. Submit a Formal Written Complaint

Please complete the form below to initiate a formal review by the Principal Broker. All fields marked with an asterisk (*) are required.

GMG Broker Inc., operating as Global Mortgage Group — FSRA Brokerage Licence #13782